Advisor Alert: Our Attorneys Are Investigating Leonid Yurovsky For Investment Fraud
Did You Lose Money Because of Leonid Yurovsky?
Filed: March 15, 2024
Leonid Yurovsky (also known as Lenny Yurovsky, Lenoid Yurovsky) has been the subject of one (1) customer complaint and two (2) regulatory events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Leonid Yurovsky.
Who Is Leonid Yurovsky?
- Advisor Name: Leonid Yurovsky
- Aliases: Lenny Yurovsky, Lenoid Yurovsky
- CRD: 4554905
- Location: Garden City, New York
- Current Employer: Currently Not Registered
- Previous Firms: Joseph Stone Capital L.L.C., PHX Financial, Inc., and National Securities Corporation
- Number of Known Customer Complaints: 1
- Number of Known Regulatory Events: 2
- Can Leonid Yurovsky Be Sued: Yes, in Private Arbitration
- Can Leonid Yurovsky’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $150,000
- Highest Settlement: $55,000
If you have suffered investment losses by Leonid Yurovsky, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Leonid Yurovsky For Broker Misconduct
As of this publication date, Leonid Yurovsky has been the subject of 1 customer dispute and 2 regulatory events. Let’s review them below.
In December 2022, FINRA initiated a regulatory action against or in reference to Leonid Yurovsky for allegedly excessively and unsuitably trading customer accounts.
In December 2014, Arkansas initiated a regulatory action against or in reference to Leonid Yurovsky for allegedly not being registered with the department in any capacity since his registration lapsed on June 18, 2013 and opening a joint account on behalf of Arkansas resident one (“ar1”) and Arkansas resident two (“ar2”) on March 4, 2011. The staff contends that Yurovsky engaged in excessive trading and unsuitable securities sales while acting as the agent for ar1 and ar2.
In April 2013, a complaint was filed against or in reference to Leonid Yurovsky by multiple customers of John Thomas Financial alleging unsuitability and misrepresentation. Per the customers, they lost over $150,000 because of Mr. Yurovsky’s actions. On December 16, 2014, Mr. Yurovsky settled the claim for $55,000.
How To File A Claim Against Leonid Yurovsky (previously with Joseph Stone Capital L.L.C., PHX Financial, Inc., and National Securities Corporation) To Get Your Money Back
If you have questions about Leonid Yurovsky, Joseph Stone Capital L.L.C., PHX Financial, Inc., National Securities Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.