Advisor Alert: Our Attorneys Are Investigating Gregory Joseph Stevens For Investment Fraud
Did You Lose Money Because of Gregory Stevens?
Filed: March 15, 2024
Gregory Stevens has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Gregory Joseph Stevens.
Who Is Gregory Joseph Stevens?
- Advisor Name: Gregory Joseph Stevens
- Aliases: Gregory Stevens
- CRD: 5787662
- Location: Garden City, New York
- Current Employer: Currently Not Registered
- Previous Firms: Spartan Capital Securities, LLC, Joseph Stone Capital L.L.C., and Laidlaw & Company (UK) Ltd.
- Number of Known Customer Complaints: 2
- Can Gregory Stevens Be Sued: Yes, in Private Arbitration
- Can Gregory Stevens’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $150,000
- Highest Settlement: $19,849
If you have suffered investment losses by Gregory Stevens, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Gregory Stevens For Broker Misconduct
As of this publication date, Gregory Stevens has been the subject of 2 customer disputes. Let’s review them below.
In January 2023, a FINRA arbitration was filed against or in reference to Gregory Stevens by a customer of Spartan Capital Securities, LLC alleging breach of fiduciary duty, negligence & gross negligence failure to supervise, and churning. On November 24, 2023, Mr. Stevens settled the claim for $150,000, and some or all of this amount may have been paid by Mr. Stevens’s employer and/or insurance carrier.
In December 2020, a FINRA arbitration was filed against or in reference to Gregory Stevens by a customer of Laidlaw & Company (UK) Ltd. alleging over concentration, unsuitability, and excess trading. Per the customer, he/she lost over $41,916 because of Mr. Stevens’s actions. On October 28, 2022, Mr. Stevens settled the claim for $19,849, and some or all of this amount may have been paid by Mr. Stevens’s employer and/or insurance carrier.
How To File A Claim Against Gregory Stevens (previously with Spartan Capital Securities, LLC, Joseph Stone Capital L.L.C., and Laidlaw & Company (UK) Ltd.) To Get Your Money Back
If you have questions about Gregory Stevens, Spartan Capital Securities, LLC, Joseph Stone Capital L.L.C., Laidlaw & Company (UK) Ltd., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.