Advisor Alert: Our Attorneys Are Investigating Jason Phillip Brienen For Investment Fraud
Did You Lose Money Because of Jason Brienen?
Filed: January 24, 2024
Jason Brienen has been the subject of one (1) termination event and two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Jason Phillip Brienen.
Who Is Jason Phillip Brienen?
- Advisor Name: Jason Phillip Brienen
- Aliases: Jason P Brienen
- CRD: 2249998
- Location: Tallahassee, Florida
- Current Employer: Currently Not Registered
- Previous Firms: Raymond James Financial Services, Inc.
- Number of Known Customer Complaints: 2
- Number of Known Termination Events: 1
- Can Jason Brienen Be Sued: Yes, in Private Arbitration
- Can Jason Brienen’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $2,000,000
- Highest Settlement: $145,000
If you have suffered investment losses by Jason Brienen, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Jason Brienen For Broker Misconduct
As of this publication date, Jason Brienen has been the subject of 3 customer disputes. Let’s review them below.
In September 2018, a FINRA arbitration was filed against or in reference to Jason Brienen by a customer of Raymond James Financial Services, Inc. alleging misrepresentations and omissions relating to unauthorized trades, fraud, breach of fiduciary duty, failure to supervise, negligence, gross negligence, negligent retention, negligent misrepresentation, concentration, and respondeat superior liability. Per the customer, he/she lost over $2,000,000 because of Mr. Brienen’s actions. On March 13, 2019, Mr. Brienen settled the claim for $145,000, and some or all of this amount may have been paid by Mr. Brienen’s employer and/or insurance carrier.
In July 2018, Raymond James Financial Services, Inc. terminated Jason Brienen after requirements of heightened supervision plan were not satisfied.
In April 2002, a NYSE arbitration was filed against or in reference to Jason Brienen by a customer of Raymond James Financial Services, Inc. alleging excessive trading, churning, fraud, misrepresentation, omissions, and unauthorized trading. Per the customer, he/she lost over $500,000 because of Mr. Brienen’s actions. On August 20, 2003, Mr. Brienen settled the claim for $115,000.
How To File A Claim Against Jason Brienen (previously with Raymond James Financial Services, Inc.) To Get Your Money Back
If you have questions about Jason Brienen, Raymond James Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.