Advisor Alert: Our Attorneys Are Investigating Eric Vance Kubiak For Investment Fraud
Did You Lose Money Because of Eric Kubiak?
Filed: January 29, 2024
Eric Kubiak has been the subject of one (1) regulatory event, one (1) criminal event, and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Eric Vance Kubiak.
Who Is Eric Vance Kubiak?
- Advisor Name: Eric Vance Kubiak
- Aliases: Eric Kubiak
- CRD: 4637674
- Location: Cheektowaga, New York
- Current Employer: No Longer Allowed to Practice in the Securities Industry
- Previous Firms: Ameriprise Financial Services, LLC
- Number of Known Termination Events: 1
- Number of Known Regulatory Events: 1
- Number of Known Criminal Events: 1
- Can Eric Kubiak Be Sued: Yes, in Private Arbitration
- Can Eric Kubiak’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Eric Kubiak, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Eric Kubiak For Broker Misconduct
As of this publication date, Eric Kubiak has been the subject of 1 termination event, 1 regulatory event, and 1 criminal event. Let’s review them below.
In December 2023, FINRA initiated a regulatory action against or in reference to Eric Kubiak for allegedly refusing to provide documents and information requested by FINRA in connection with its investigation into his potential involvement with undisclosed OBAs, including those potentially related to crypto assets.
In March 2023, Ameriprise Financial Services, LLC allowed Eric Kubiak to resign following his suspension on March 9, 2023 while under review relative to a potential undisclosed Outside Business Activity.
In March 2005, misdemeanor charges were pressed against Eric Kubiak in the Lancaster Town Court for second-degree criminal impersonation.
How To File A Claim Against Eric Kubiak (previously with Ameriprise Financial Services, LLC) To Get Your Money Back
If you have questions about Eric Kubiak, Ameriprise Financial Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.