Advisor Alert: Our Attorneys Are Investigating Eric Lee Diamond For Investment Fraud
Did You Lose Money Because of Eric (Rick) Diamond?
Filed: February 15, 2024
Eric Diamond (also known as Rick Diamond) currently has one (1) pending customer complaint. Overall, he has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Eric Lee Diamond.
Who Is Eric Lee Diamond of Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors?
- Advisor Name: Eric Lee Diamond
- Aliases: Rick Diamond
- CRD: 1602991
- Location: Fort Lauderdale, Florida and Boston, Massachusetts
- Current Employer: Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors
- Previous Firms: Strategic Advisers LLC and Dreyfus Service Corporation
- Number of Known Customer Complaints: 3
- Can Eric Diamond Be Sued: Yes, in Private Arbitration
- Can Eric Diamond’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $25,000,000
- Highest Settlement: Unknown
If you have suffered investment losses by Eric Diamond, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Eric (Rick) Diamond For Broker Misconduct
As of this publication date, Eric Diamond has been the subject of 3 customer disputes. Let’s review them below.
In August 2023, a FINRA arbitration was filed against or in reference to Eric Diamond by a customer of Fidelity Brokerage Services LLC alleging that Mr. Diamond did not disclose that fixed income mutual funds could lose principal and that its investments in several fixed income mutual funds were unsuitable because they were subject to potential principal loss. Per the customer, he/she lost over $25,000,000 because of Mr. Diamond’s actions.
In July 2009, a complaint was filed against or in reference to Eric Diamond by a customer of Fidelity Brokerage Services LLC alleging that Mr. Diamond made an unsuitable investment recommendation based on the client’s investment objectives. Per the customer, she lost over $37,529 because of Mr. Diamond’s actions.
In January 2008, a complaint was filed against or in reference to Eric Diamond by a customer of Fidelity Brokerage Services LLC alleging that Mr. Diamond’s advice that the client not sell his mutual funds caused him loss. Per the customer, he lost over $6,000 because of Mr. Diamond’s actions.
How To File A Claim Against Eric (Rick) Diamond of Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors (previously with Strategic Advisers LLC and Dreyfus Service Corporation) To Get Your Money Back
If you have questions about Eric Diamond, Fidelity Brokerage Services LLC, Fidelity Personal and Workplace Advisors, Strategic Advisers LLC, Dreyfus Service Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.