Category: Fidelity Brokerage Services

Did You Lose Money Because of Pamela Calhoun?

Filed: February 27, 2024

Pamela Calhoun (also known as Pamela Buchanan and Pamela Wenhold) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint and two (2) criminal events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Pamela Michelle Calhoun.

Who Is Pamela Michelle Calhoun of Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors?

• Advisor Name: Pamela Michelle Calhoun
• Aliases: Pamela Michelle Buchanan, Pamela Michelle Wenhold
• CRD: 4216320
• Location: Fruitland Park, Florida and Senoia, Georgia
• Current Employer: Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors
• Previous Firms: Cetera Investment Advisers LLC, Cetera Investment Services LLC, and Scottrade Investment Management
• Number of Known Customer Complaints: 1
• Number of Known Criminal Events: 2
• Can Pamela Calhoun Be Sued: Yes, in Private Arbitration
• Can Pamela Calhoun’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: Unknown
• Highest Settlement: Unknown

If you have suffered investment losses by Pamela Calhoun, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Pamela Calhoun For Broker Misconduct

As of this publication date, Pamela Calhoun has been the subject of 1 customer dispute and 2 criminal events. Let’s review them below.

In January 2024, a FINRA arbitration was filed against or in reference to Pamela Calhoun by a customer of Cetera Investment Services LLC alleging that Ms. Calhoun over concentrated and recommended unsuitable investment. As of this publication date, this claim remains pending.

In December 2000, felony charges were pressed against Ms. Calhoun in The Magistrate Court of Coweta County, Georgia. Ms. Calhoun received a felony charge and was indicted on December 20th, 2000 by the Grand Jury In The Magistrate Court Of Coweta County.

In November 2000, felony charges were pressed against Ms. Calhoun in The Magistrate Court of Coweta County, Georgia. Ms. Calhoun received a felony charge for murder, 1 felony charge for conspiracy to commit murder, and 1 count of felony. On November 21, 2000, the charges were dismissed.

How To File A Claim Against Pamela Calhoun of Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors (previously with Cetera Investment Advisers LLC, Cetera Investment Services LLC, and Scottrade Investment Management) To Get Your Money Back

If you have questions about Pamela Calhoun, Fidelity Brokerage Services LLC, Fidelity Personal, Workplace Advisors, Cetera Investment Advisers LLC, Cetera Investment Services LLC, Scottrade Investment Management, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Eric (Rick) Diamond?

Filed: February 15, 2024

Eric Diamond (also known as Rick Diamond) currently has one (1) pending customer complaint. Overall, he has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Eric Lee Diamond.

Who Is Eric Lee Diamond of Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors?

• Advisor Name: Eric Lee Diamond
• Aliases: Rick Diamond
• CRD: 1602991
• Location: Fort Lauderdale, Florida and Boston, Massachusetts
• Current Employer: Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors
• Previous Firms: Strategic Advisers LLC and Dreyfus Service Corporation
• Number of Known Customer Complaints: 3
• Can Eric Diamond Be Sued: Yes, in Private Arbitration
• Can Eric Diamond’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $25,000,000
• Highest Settlement: Unknown

If you have suffered investment losses by Eric Diamond, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Eric (Rick) Diamond For Broker Misconduct

As of this publication date, Eric Diamond has been the subject of 3 customer disputes. Let’s review them below.

In August 2023, a FINRA arbitration was filed against or in reference to Eric Diamond by a customer of Fidelity Brokerage Services LLC alleging that Mr. Diamond did not disclose that fixed income mutual funds could lose principal and that its investments in several fixed income mutual funds were unsuitable because they were subject to potential principal loss. Per the customer, he/she lost over $25,000,000 because of Mr. Diamond’s actions.

In July 2009, a complaint was filed against or in reference to Eric Diamond by a customer of Fidelity Brokerage Services LLC alleging that Mr. Diamond made an unsuitable investment recommendation based on the client’s investment objectives. Per the customer, she lost over $37,529 because of Mr. Diamond’s actions.

In January 2008, a complaint was filed against or in reference to Eric Diamond by a customer of Fidelity Brokerage Services LLC alleging that Mr. Diamond’s advice that the client not sell his mutual funds caused him loss. Per the customer, he lost over $6,000 because of Mr. Diamond’s actions.

How To File A Claim Against Eric (Rick) Diamond of Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors (previously with Strategic Advisers LLC and Dreyfus Service Corporation) To Get Your Money Back

If you have questions about Eric Diamond, Fidelity Brokerage Services LLC, Fidelity Personal and Workplace Advisors, Strategic Advisers LLC, Dreyfus Service Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Kelly Johnston?

Filed: February 15, 2024

Kelly Johnston (also known as Kelly Duncan) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Kelly Roberta Johnston.

Who Is Kelly Roberta Johnston of Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors?

• Advisor Name: Kelly Roberta Johnston
• Aliases: Kelly Roberta Duncan, Duncan Kelly
• CRD: 5001042
• Location: Covington, Kentucky
• Current Employer: Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors
• Previous Firms: Unknown
• Number of Known Customer Complaints: 1
• Can Kelly Johnston Be Sued: Yes, in Private Arbitration
• Can Kelly Johnston’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $25,000,000
• Highest Settlement: Unknown

If you have suffered investment losses by Kelly Johnston, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Kelly Johnston For Broker Misconduct

As of this publication date, Kelly Johnston has been the subject of 1 customer dispute. Let’s review it below.

In August 2023, a FINRA arbitration was filed against or in reference to Kelly Johnston by a customer of Fidelity Brokerage Services LLC alleging that Mr. Johnston did not disclose that fixed income mutual funds could lose principal and that its investments in several fixed income mutual funds were unsuitable because they were subject to potential principal loss. Per the customer, he/she lost over $25,000,000 because of Mr. Johnston’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Kelly Johnston of Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors To Get Your Money Back

If you have questions about Kelly Johnston, Fidelity Brokerage Services LLC, Fidelity Personal and Workplace Advisors, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Eric Gibbs of Fidelity Brokerage Services (previously with Voya Financial Advisors)?

Filed: October 20, 2023

Eric Gibbs currently has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Eric Gibbs.

Who Is Eric Gibbs of Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors?

• Advisor Name: Eric Gibbs
• Aliases: Eric Gibbs
• CRD: 2767474
• Location: West Hartford, Connecticut
• Current Employer: Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors
• Previous Firms: Strategic Advisers LLC and Voya Financial Advisors, Inc.
• Number of Known Customer Complaints: 1
• Can Eric Gibbs Be Sued: Yes, in Private Arbitration
• Can Eric Gibbs’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $34,899
• Highest Settlement: $2,500

If you have suffered investment losses by Eric Gibbs, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a churning lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Eric Gibbs For Broker Misconduct

As of this publication date, Eric Gibbs has been the subject of 1 customer dispute. Let’s review it below.

In January 2020, a complaint was filed against or in reference to Eric Gibbs by multiple customers of Voya Financial Advisors alleging that Mr. Gibbs failed to disclose the tax impact of distributing proceeds from the sale of shares in one of the customer’s inherited IRA account. The clients also add that Mr. Gibbs was negligent causing the customer to incur a tax liability of $34,899 in June-July of 2017. Per the customers, they lost over $34,899 due to Mr. Gibbs’s actions. On February 19, 2020, Mr. Gibbs settled the claim for $2,500 and some or all of this amount may have been paid by Mr. Gibbs’s employer and/or insurance carrier.

How To File A Claim Against Eric Gibbs of Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors (previously with Strategic Advisers LLC and Voya Financial Advisors, Inc.) To Get Your Money Back.

If you have questions about Eric Gibbs, Fidelity Brokerage Services LLC, Fidelity Personal and Workplace Advisors, Strategic Advisers LLC, Voya Financial Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.