Advisor Alert: Our Attorneys Are Investigating Kelly Roberta Johnston For Investment Fraud
Did You Lose Money Because of Kelly Johnston?
Filed: February 15, 2024
Kelly Johnston (also known as Kelly Duncan) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kelly Roberta Johnston.
Who Is Kelly Roberta Johnston of Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors?
- Advisor Name: Kelly Roberta Johnston
- Aliases: Kelly Roberta Duncan, Duncan Kelly
- CRD: 5001042
- Location: Covington, Kentucky
- Current Employer: Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors
- Previous Firms: Unknown
- Number of Known Customer Complaints: 1
- Can Kelly Johnston Be Sued: Yes, in Private Arbitration
- Can Kelly Johnston’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $25,000,000
- Highest Settlement: Unknown
If you have suffered investment losses by Kelly Johnston, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kelly Johnston For Broker Misconduct
As of this publication date, Kelly Johnston has been the subject of 1 customer dispute. Let’s review it below.
In August 2023, a FINRA arbitration was filed against or in reference to Kelly Johnston by a customer of Fidelity Brokerage Services LLC alleging that Mr. Johnston did not disclose that fixed income mutual funds could lose principal and that its investments in several fixed income mutual funds were unsuitable because they were subject to potential principal loss. Per the customer, he/she lost over $25,000,000 because of Mr. Johnston’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Kelly Johnston of Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors To Get Your Money Back
If you have questions about Kelly Johnston, Fidelity Brokerage Services LLC, Fidelity Personal and Workplace Advisors, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.