Advisor Alert: Our Attorneys Are Investigating Ivan Ji Cen For Investment Fraud
Did You Lose Money Because of Ivan Cen?
Filed: November 15, 2023
Shao Ji Cen (also known as Ivan Ji Cen) has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Ivan Ji Cen.
Who Is Ivan Ji Cen of Cetera Investment Services LLC and Cetera Investment Advisers LLC?
- Advisor Name: Ivan Ji Cen
- Aliases: Shao Ji Cen
- CRD: 5474263
- Location: Millbrae, California
- Current Employer: Cetera Investment Services LLC and Cetera Investment Advisers LLC
- Previous Firms: LPL Financial LLC
- Number of Known Customer Complaints: 3
- Can Ivan Cen Be Sued: Yes, in Private Arbitration
- Can Ivan Cen’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $210,000
If you have suffered investment losses by Ivan Cen, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Ivan Cen For Broker Misconduct
As of this publication date, Ivan Cen has been the subject of 3 customer disputes. Let’s review them below.
In May 2022, a complaint was filed against or in reference to Ivan Cen by a customer of Cetera Investment Services LLC alleging unauthorized trading.
In November 2021, a complaint was filed against or in reference to Ivan Cen by a customer of Cetera Investment Services LLC alleging that Mr. Cen sold the client a REIT from Hospitality Investors Trust that is going through Bankruptcy..
In July 2021, a FINRA arbitration was filed against or in reference to Ivan Cen by a customer of Cetera Investment Services LLC alleging Mr. Cen recommended unsuitable investments. On December 13, 2022, Mr. Cen settled the claim for $210,000, and some or all of this amount may have been paid by Mr. Cen’s employer and/or insurance carrier.
How To File A Claim Against Ivan Cen of Cetera Investment Services LLC and Cetera Investment Advisers LLC (previously with LPL Financial LLC) To Get Your Money Back.
If you have questions about Ivan Cen, Cetera Investment Services LLC, Cetera Investment Advisers LLC, LPL Financial LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.