Advisor Alert: Our Attorneys Are Investigating Carl Michael Williams Jr For Investment Fraud
Did You Lose Money Because of Carl Williams?
Filed: March 11, 2024
Carl Williams currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Carl Michael Williams Jr.
Who Is Carl Michael Williams Jr of LPL Financial LLC?
- Advisor Name: Carl Michael Williams Jr
- Aliases: Carl Michael Williams Jr., Carl Michael Williams
- CRD: 1721736
- Location: Peoria, Illinois
- Current Employer: LPL Financial LLC
- Previous Firms: Chapis, Davis and Williams Investment Network, Inc.
- Number of Known Customer Complaints: 1
- Can Carl Williams Be Sued: Yes, in Private Arbitration
- Can Carl Williams’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $500,000
- Highest Settlement: Unknown
If you have suffered investment losses by Carl Williams, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Carl Williams For Broker Misconduct
As of this publication date, Carl Williams has been the subject of 1 customer dispute. Let’s review it below.
In March 2023, a FINRA arbitration was filed against or in reference to Carl Williams by multiple customers of LPL Financial LLC alleging that Mr. Williams recommended an investment strategy that was not suitable for their investment objectives and risk tolerance. Per the customer, he/she lost over $500,000 because of Mr. Williams’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Carl Williams of LPL Financial LLC (previously with Chapis, Davis and Williams Investment Network, Inc.) To Get Your Money Back
If you have questions about Carl Williams, LPL Financial LLC, Chapis, Davis, Williams Investment Network, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.