Advisor Alert: Our Attorneys Are Investigating Charles Phillips Darrow For Investment Fraud
Did You Lose Money Because of Charles Darrow?
Filed: October 27, 2023
Charles Darrow has been the subject of one (1) termination event and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Charles Phillips Darrow.
Who Is Charles Phillips Darrow?
- Advisor Name: Charles Phillips Darrow
- Aliases: Charles P Darrow
- CRD: 2325527
- Location: Fayetteville, New York State
- Current Employer: Currently Not Registered
- Previous Firms: American Portfolios Financial Services, Inc., LPL Financial Corporation, and Lincoln Financial Advisors Corporation
- Number of Known Customer Complaints: 1
- Number of Known Termination Events: 1
- Can Charles Darrow Be Sued: Yes, in Private Arbitration
- Can Charles Darrow’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $175,000
If you have suffered investment losses by Charles Darrow, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Charles Darrow For Broker Misconduct
As of this publication date, Charles Darrow has been the subject of 1 termination event and 1 customer dispute. Let’s review them below.
In May 2019, a FINRA arbitration was filed against or in reference to Charles Darrow by a customer of American Portfolios Financial Services, Inc. alleging violations of FINRA Rules 2110 and 2111, misrepresentation and omissions of material facts, and breach of fiduciary duty. On September 18, 2020, Mr. Darrow settled the claim for $175,000, and some or all of this amount may have been paid by Mr. Darrow’s employer and/or insurance carrier.
In June 2009, LPL Financial terminated Charles Darrow for not following LPL policies and procedures relative to processing variable annuity transactions.
How To File A Claim Against Charles Darrow (previously with American Portfolios Financial Services, Inc., LPL Financial Corporation, and Lincoln Financial Advisors Corporation) To Get Your Money Back.
If you have questions about Charles Darrow, American Portfolios Financial Services, Inc., LPL Financial Corporation, Lincoln Financial Advisors Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.