Advisor Alert: Our Attorneys Are Investigating Kevin F Duffy For Investment Fraud
Did You Lose Money Because of Kevin Duffy?
Filed: March 19, 2024
Kevin Duffy (also known as Kevin F Duffy Mr) has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kevin F Duffy.
Who Is Kevin F Duffy?
- Advisor Name: Kevin F Duffy
- Aliases: Kevin F Duffy Mr
- CRD: 4481935
- Location: Louisville, Kentucky
- Current Employer: Currently Not Registered
- Previous Firms: Raymond James & Associates, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Number of Known Customer Complaints: 3
- Can Kevin Duffy Be Sued: Yes, in Private Arbitration
- Can Kevin Duffy’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $363,600
- Highest Settlement: $150,000
If you have suffered investment losses by Kevin Duffy, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kevin Duffy For Broker Misconduct
As of this publication date, Kevin Duffy has been the subject of 3 customer disputes. Let’s review them below.
In April 2023, a complaint was filed against or in reference to Kevin Duffy by a customer of Raymond James & Associates, Inc. alleging that Mr. Duffy neglected fiduciary responsibilities when recommending investments. Per the customer, he/she lost over $363,600 because of Mr. Duffy’s actions. On August 7, 2023, Mr. Duffy settled the claim for $150,000, and some or all of this amount may have been paid by Mr. Duffy’s employer and/or insurance carrier.
In December 2022, a complaint was filed against or in reference to Kevin Duffy by a customer of Raymond James & Associates, Inc. alleging unsuitable investments. Per the customer, he/she lost over $124,208.58 because of Mr. Duffy’s actions.
In June 2009, a FINRA arbitration was filed against or in reference to Kevin Duffy by a customer of Merrill Lynch, Pierce, Fenner & Smith Incorporated alleging unsuitable investment recommendations and misrepresentation. Per the customer, he/she lost over $200,000 because of Mr. Duffy’s actions. On June 10, 2010, Mr. Duffy settled the claim for $105,000, and some or all of this amount may have been paid by Mr. Duffy’s employer and/or insurance carrier.
How To File A Claim Against Kevin Duffy (previously with Raymond James & Associates, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated) To Get Your Money Back
If you have questions about Kevin Duffy, Raymond James & Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.