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Did You Lose Money Because of Louis Taylor?

Filed: February 9, 2024

Louis Taylor has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Louis Edward Taylor.

Who Is Louis Edward Taylor?

  • Advisor Name: Louis Edward Taylor
  • Aliases: Louis Taylor, Louis E Taylor
  • CRD: 5417321
  • Location: Edina, Minnesota
  • Current Employer: Currently Not Registered
  • Previous Firms: Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC, and UBS Financial Services, Inc.
  • Number of Known Customer Complaints: 1
  • Can Louis Taylor Be Sued: Yes, in Private Arbitration
  • Can Louis Taylor’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $138,315.11
  • Highest Settlement: Unknown

If you have suffered investment losses by Louis Taylor, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Louis Taylor For Broker Misconduct

As of this publication date, Louis Taylor has been the subject of 1 customer dispute. Let’s review it below.

In August 2020, a complaint was filed against or in reference to Louis Taylor by a customer of UBS Financial Services, Inc. alleging that the margin loan associated with the account was fraudulently opened by Mr. Taylor. The client further alleges there was no document authorized by the decedent in the creation of the loan and Mr. Taylor did nothing to address the increasing margin debt. Per the customer, he lost over $138,315.11 because of Mr. Taylor’s actions.

How To File A Claim Against Louis Taylor (previously with Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC, and UBS Financial Services, Inc.) To Get Your Money Back

If you have questions about Louis Taylor, Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC, UBS Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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