Advisor Alert: Our Attorneys Are Investigating Daniel W Smith For Investment Fraud
Did You Lose Money Because of Daniel Smith?
Filed: February 9, 2024
Daniel Smith has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Daniel W Smith.
Who Is Daniel W Smith of Wells Fargo Clearing Services, LLC?
- Advisor Name: Daniel W Smith
- Aliases: Daniel Smith
- CRD: 5816549
- Location: Canyon and Amarillo, Texas
- Current Employer: Wells Fargo Clearing Services, LLC
- Previous Firms: Unknown
- Number of Known Customer Complaints: 2
- Can Daniel Smith Be Sued: Yes, in Private Arbitration
- Can Daniel Smith’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $7,815.17
- Highest Settlement: $21,772.41
If you have suffered investment losses by Daniel Smith, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Daniel Smith For Broker Misconduct
As of this publication date, Daniel Smith has been the subject of 2 customer disputes. Let’s review them below.
In November 2019, a complaint was filed against or in reference to Daniel Smith by a customer of Wells Fargo Advisors, LLC alleging that the terms of the investment, as explained by Mr. Smith, turned out to be incorrect.
In January 2015, a complaint was filed against or in reference to Daniel Smith by a customer of Wells Fargo Advisors, LLC alleging that Mr. Smith misrepresented the terms of a UIT relating to the liquidity or availability of her funds in conjunction with a fluctuating account balance. Per the customer, she lost over $7,815.17 because of Mr. Smith’s actions. On February 3, 2015, Mr. Smith settled the claim for $21,772.41, and some or all of this amount may have been paid by Mr. Smith’s employer and/or insurance carrier.
How To File A Claim Against Daniel Smith of Wells Fargo Clearing Services, LLC To Get Your Money Back
If you have questions about Daniel Smith, Wells Fargo Clearing Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.