Advisor Alert: Our Attorneys Are Investigating Scott Edward Wendelin For Investment Fraud
Did You Lose Money Because of Scott Wendelin?
Filed: March 6, 2024
Scott Wendelin currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Scott Edward Wendelin.
Who Is Scott Edward Wendelin of Wells Fargo Clearing Services, LLC?
- Advisor Name: Scott Edward Wendelin
- Aliases: Scott Wendelin
- CRD: 1146303
- Location: Beverly Hills, California
- Current Employer: Wells Fargo Clearing Services, LLC
- Previous Firms: Credit Suisse Securities (USA) LLC and AllianceBernstein L.P.
- Number of Known Customer Complaints: 1
- Can Scott Wendelin Be Sued: Yes, in Private Arbitration
- Can Scott Wendelin’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $495,000
- Highest Settlement: Unknown
If you have suffered investment losses by Scott Wendelin, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Scott Wendelin For Broker Misconduct
As of this publication date, Scott Wendelin has been the subject of 1 customer dispute. Let’s review it below.
In November 2023, a FINRA arbitration was filed against or in reference to Scott Wendelin by a customer of Wells Fargo Clearing Services, LLC alleging that Mr. Wendelin recommended that the client hold investments that were improper and unsuitable in a portfolio that underperformed, and at times, disregarded the purported duty to monitor and make suitable investment recommendations. Per the customer, she lost over $495,000 because of Mr. Wendelin’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Scott Wendelin of Wells Fargo Clearing Services, LLC (previously with Credit Suisse Securities (USA) LLC and AllianceBernstein L.P.) To Get Your Money Back
If you have questions about Scott Wendelin, Wells Fargo Clearing Services, LLC, Credit Suisse Securities (USA) LLC, AllianceBernstein L.P., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.