Advisor Alert: Our Attorneys Are Investigating Samuel Girgiss For Investment Fraud
Did You Lose Money Because of Samuel Girgiss?
Filed: January 16, 2024
Samuel Girgiss currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) regulatory event and three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Samuel Girgiss.
Who Is Samuel Girgiss?
- Advisor Name: Samuel Girgiss
- Aliases: Samuel Girgiss
- CRD: 6088898
- Location: New York, New York
- Current Employer: Currently Not Registered
- Previous Firms: Spartan Capital Securities, LLC, Worden Capital Management LLC, and Legend Securities, Inc.
- Number of Known Customer Complaints: 3
- Number of Known Regulatory Events: 1
- Can Samuel Girgiss Be Sued: Yes, in Private Arbitration
- Can Samuel Girgiss’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $200,000
- Highest Settlement: $40,000
If you have suffered investment losses by Samuel Girgiss, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Samuel Girgiss For Broker Misconduct
As of this publication date, Samuel Girgiss has been the subject of 1 regulatory event and 3 customer disputes. Let’s review them below.
In July 2023, FINRA initiated a regulatory event against or in reference to Samuel Girgiss for failing to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.
In March 2022, a FINRA arbitration was filed against or in reference to Samuel Girgiss by multiple customers of Worden Capital Management LLC unsuitable investments, excessive trading, and failure to supervise. RR allegedly covered 2 claimants in this matter. As of this publication date, this complaint remains pending.
In January 2020, a FINRA arbitration was filed against or in reference to Samuel Girgiss by a customer of Spartan Capital Securities, LLC alleging misrepresentation and unsuitable recommendations. Per the customer, he/she lost over $34,455 because of Mr. Girgiss’s actions. On February 22, 2022, Mr. Girgiss settled the claim for $12,000, and some or all of this amount may have been paid by Mr. Girgiss’s employer and/or insurance carrier.
In April 2017, a FINRA arbitration was filed against or in reference to Samuel Girgiss by a customer of Legend Securities, Inc. alleging churning, unsuitable recommendations, breach of fiduciary duty, fraud, breach of contract, and negligent supervision. Per the customer, he/she lost over $200,000 because of Mr. Girgiss’s actions. On October 5, 2015, Mr. Girgiss settled the claim for $40,000, and some or all of this amount may have been paid by Mr. Girgiss’s employer and/or insurance carrier.
How To File A Claim Against Samuel Girgiss (previously with Spartan Capital Securities, LLC, Worden Capital Management LLC, and Legend Securities, Inc.) To Get Your Money Back.
If you have questions about Samuel Girgiss, Spartan Capital Securities, LLC, Worden Capital Management LLC, Legend Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.