Advisor Alert: Our Attorneys Are Investigating Fernely Filpo For Investment Fraud
Did You Lose Money Because of Fernely (Frank) Filpo?
Filed: January 16, 2024
Fernely Filpo (also known as Frank Filpo) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Fernely Filpo.
Who Is Fernely Filpo?
- Advisor Name: Fernely Filpo
- Aliases: Frank Filpo
- CRD: 6434495
- Location: Flushing, New York
- Current Employer: Currently Not Registered
- Previous Firms: Spartan Capital Securities, LLC, J.P. Morgan Securities LLC, and J.H. Darbie & Co., Inc.
- Number of Known Customer Complaints: 1
- Can Fernely Filpo Be Sued: Yes, in Private Arbitration
- Can Fernely Filpo’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $51,650
- Highest Settlement: $1,000
If you have suffered investment losses by Fernely (Frank) Filpo, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Fernely (Frank) Filpo For Broker Misconduct
As of this publication date, Fernely Filpo has been the subject of 1 customer dispute. Let’s review it below.
In January 2020, a NASD arbitration was filed against or in reference to Fernely Filpo by a customer of Spartan Capital Securities alleging misrepresentation and unsuitable recommendations. Per the customer, he/she lost over $51,650 because of Filpo’s actions. On February 22, 2022, Filpo settled the claim for $1,000, and some or all of this amount may have been paid by Filpo’s employer and/or insurance carrier.
How To File A Claim Against Fernely (Frank) Filpo (previously with Spartan Capital Securities, LLC, J.P. Morgan Securities LLC, and J.H. Darbie & Co., Inc.) To Get Your Money Back.
If you have questions about Fernely (Frank) Filpo, Spartan Capital Securities, LLC, J.P. Morgan Securities LLC, J.H. Darbie & Co., Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.