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Did You Lose Money Because of Joey Miller?

Filed: February 9, 2024

Joey Miller has been the subject of one (1) customer complaint and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Joey Dale Miller.

Who Is Joey Dale Miller of Dai Securities, LLC and Dai Wealth, LLC?

  • Advisor Name: Joey Dale Miller
  • Aliases: Joey Miller
  • CRD: 6175826
  • Location: New Braunfels, Texas
  • Current Employer: Dai Securities, LLC and Dai Wealth, LLC
  • Previous Firms: Arete Wealth Advisors, LLC and Ari Financial Services, Inc.
  • Number of Known Customer Complaints: 1
  • Number of Known Termination Events: 1
  • Can Joey Miller Be Sued: Yes, in Private Arbitration
  • Can Joey Miller’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: Unknown
  • Highest Settlement: $275,000

If you have suffered investment losses by Joey Miller, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Joey Miller For Broker Misconduct

As of this publication date, Joey Miller has been the subject of 1 customer dispute and 1 termination event. Let’s review them below.

In October 2023, Arete Wealth Management, LLC terminated Joey Miller after the firm determined that Mr. Miller was not forthcoming during an internal investigation.

In October 2012, a complaint was filed against or in reference to Joey Miller by a customer of Traders Edge alleging incurred losses. On June 23, 2014, Mr. Miller settled the claim for $275,000.

How To File A Claim Against Joey Miller of Dai Securities, LLC and Dai Wealth, LLC (previously with Arete Wealth Advisors, LLC and Ari Financial Services, Inc.) To Get Your Money Back

If you have questions about Joey Miller, Dai Securities, LLC and Dai Wealth, LLC, Arete Wealth Advisors, LLC, Ari Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

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Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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