Advisor Alert: Our Attorneys Are Investigating Peter Lloyd Rukeyser For Investment Fraud
Did You Lose Money Because of Peter Rukeyser?
Filed: March 15, 2024
Peter Rukeyser has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Peter Lloyd Rukeyser.
Who Is Peter Lloyd Rukeyser of UBS Financial Services Inc.?
- Advisor Name: Peter Lloyd Rukeyser
- Aliases: Peter Rukeyser
- CRD: 2500523
- Location: New York, New York
- Current Employer: UBS Financial Services Inc.
- Previous Firms: Morgan Stanley & Co. Incorporated
- Number of Known Customer Complaints: 2
- Can Peter Rukeyser Be Sued: Yes, in Private Arbitration
- Can Peter Rukeyser’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $3,000,000
- Highest Settlement: $1,750,000
If you have suffered investment losses by Peter Rukeyser, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Peter Rukeyser For Broker Misconduct
As of this publication date, Peter Rukeyser has been the subject of 2 customer disputes. Let’s review them below.
In October 2022, a FINRA arbitration was filed against or in reference to Peter Rukeyser by multiple customers of UBS Financial Services Inc. alleging unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy. Per the customers, they lost over $3,000,000 because of Mr. Rukeyser’s actions. On March 4, 2024, Mr. Rukeyser settled the claim for $1,750,000, and some or all of this amount may have been paid by Mr. Rukeyser’s employer and/or insurance carrier.
In August 2019, a FINRA arbitration was filed against or in reference to Peter Rukeyser by a customer of UBS Financial Services Inc. alleging unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy. Per the customer, he/she lost over $725,000 because of Mr. Rukeyser’s actions.
How To File A Claim Against Peter Rukeyser of UBS Financial Services Inc. (previously with Morgan Stanley & Co. Incorporated) To Get Your Money Back
If you have questions about Peter Rukeyser, UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.