Advisor Alert: Our Attorneys Are Investigating Gregory Malcom McLeod For Investment Fraud
Did You Lose Money Because of Greg McLeod?
Filed: March 4, 2024
Gregory McLeod (also known as Greg McLeod) has been the subject of three (3) customer complaints and one (1) criminal event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Gregory Malcom McLeod.
Who Is Gregory Malcom McLeod of Newbridge Securities Corporation and Newbridge Financial Services Group, Inc.?
- Advisor Name: Gregory Malcom McLeod
- Aliases: Greg McLeod
- CRD: 2741097
- Location: Boca Raton, Florida
- Current Employer: Newbridge Securities Corporation and Newbridge Financial Services Group, Inc.
- Previous Firms: Preferred Securities Group, Inc. and Southern Financial Group, Inc.
- Number of Known Customer Complaints: 3
- Number of Known Criminal Events: 1
- Can Gregory McLeod Be Sued: Yes, in Private Arbitration
- Can Gregory McLeod’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $85,000
- Highest Settlement: $24,999
If you have suffered investment losses by Gregory McLeod, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Greg McLeod For Broker Misconduct
As of this publication date, Gregory McLeod has been the subject of 3 customer disputes and 1 criminal event. Let’s review them below.
In May 2023, a FINRA arbitration was filed against or in reference to Gregory McLeod by a customer of Newbridge Securities Corporation alleging breach of fiduciary duty, negligence, fraud, and breach of contract. Per the customer, he/she lost over $45,000 because of Mr. McLeod’s actions. On January 3, 2024, Mr. McLeod settled the claim for $14,999, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.
In October 2022, a FINRA arbitration was filed against or in reference to Gregory McLeod by a customer of Newbridge Securities Corporation alleging breach of fiduciary duty and negligence. Per the customer, he/she lost over $50,000 because of Mr. McLeod’s actions. On September 10, 2023, Mr. McLeod settled the claim for $14,999.
In July 2022, a FINRA arbitration was filed against or in reference to Gregory McLeod by a customer of Newbridge Securities Corporation alleging suitability, breach of fiduciary duty, failure to supervise, breach of contract, fraud, and violation of FINRA rule 2210. Per the customer, he/she lost over $85,000 because of Mr. McLeod’s actions. On September 25, 2023, Mr. McLeod settled the claim for $24,999, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.
In January 1992, misdemeanor charges were pressed against McLeod in NASD. Mr. McLeod paid $500.00 in fines
How To File A Claim Against Greg McLeod of Newbridge Securities Corporation and Newbridge Financial Services Group, Inc. (previously with Preferred Securities Group, Inc. and Southern Financial Group, Inc.) To Get Your Money Back
If you have questions about Greg McLeod, Newbridge Securities Corporation, Newbridge Financial Services Group, Inc., Preferred Securities Group, Inc., Southern Financial Group, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.