Advisor Alert: Our Attorneys Are Investigating John Joseph Naegele For Investment Fraud

Did You Lose Money Because of John Naegele?

Filed: October 25, 2023

John Naegele has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on John Joseph Naegele.

Who Is John Joseph Naegele of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.?

  • Advisor Name: John Joseph Naegele
  • Aliases: John Naegele
  • CRD: 1358041
  • Location: Great Neck, New York
  • Current Employer: Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.
  • Previous Firms: National Asset Management, Inc., National Securities Corporation, and Asset & Financial Planning, LTD
  • Number of Known Customer Complaints: 1
  • Can John Naegele Be Sued: Yes, in Private Arbitration
  • Can John Naegele’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $25,749
  • Highest Settlement: $26,000

If you have suffered investment losses by John Naegele, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a margin call liquidations lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against John Naegele For Broker Misconduct

As of this publication date, John Naegele has been the subject of 1 customer dispute. Let’s review it below.

In May 2020, a complaint was filed against or in reference to John Naegele by customers of National Securities Corp alleging that Mr. Naegele failed to follow Instructions. The failure to liquidate the accounts allegedly resulted in losses to the clients. Per the customers, they lost over $25,749 due to Mr. Naegele’s actions. On July 19, 2021, Mr. Naegele settled the claim for $26,000, and some or all of this amount may have been paid by Mr. Naegele’s employer and/or insurance carrier.

How To File A Claim Against John Naegele of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. (previously with National Asset Management, Inc., National Securities Corporation, and Asset & Financial Planning, LTD) To Get Your Money Back.

If you have questions about John Naegele, Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, Inc., National Asset Management, Inc., National Securities Corporation, Asset & Financial Planning, LTD, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.