Advisor Alert: Our Attorneys Are Investigating Ronald Warren Wingerter For Investment Fraud
Did You Lose Money Because of Ronald Wingerter?
Filed: January 16, 2024
Ronald Wingerter has been the subject of one (1) criminal event and two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Ronald Warren Wingerter.
Who Is Ronald Warren Wingerter?
- Advisor Name: Ronald Warren Wingerter
- Aliases: Ronald Wingerter
- CRD: 4184143
- Location: Lady Lake, Florida
- Current Employer: Currently Not Registered
- Previous Firms: Arkadios Capital, Calton & Associates, Inc., and Quasar Distributors, LLC
- Number of Known Customer Complaints: 2
- Number of Known Criminal Events: 1
- Can Ronald Wingerter Be Sued: Yes, in Private Arbitration
- Can Ronald Wingerter’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $750,000
- Highest Settlement: $55,000
If you have suffered investment losses by Ronald Wingerter, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stock market losses lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Ronald Wingerter For Broker Misconduct
As of this publication date, Ronald Wingerter has been the subject of 1 criminal event and 2 customer disputes. Let’s review them below.
In April 2021, a FINRA arbitration was filed against or in reference to Ronald Wingerter by a customer of Arkadios Capital alleging unsuitable products from 2017 to present. Per the customer, he/she lost over $100,000 because of Mr. Wingerter’s actions. On January 20, 2022, Mr. Wingerter settled the claim for $50,000, and some or all of this amount may have been paid by Mr. Wingerter’s employer and/or insurance carrier.
In December 2020, a FINRA arbitration was filed against or in reference to Ronald Wingerter by a customer of Calton & Associates and Arkadios Capital alleging unsuitable products from 2011 to 2020. Per the customer, he/she lost over $750,000 because of Mr. Wingerter’s actions. On July 25, 2022, Mr. Wingerter settled the claim for $55,000, and some or all of this amount may have been paid by Mr. Wingerter’s employer and/or insurance carrier.
In July 1996, misdemeanor charges were pressed against Ronald Wingerter in the Alachua Clerk Court for retail theft (a dispute over a restaurant bill). In October of 1996, the case was dismissed.
How To File A Claim Against Ronald Wingerter (previously with Arkadios Capital, Calton & Associates, Inc., and Quasar Distributors, LLC) To Get Your Money Back.
If you have questions about Ronald Wingerter, Arkadios Capital, Calton & Associates, Inc., Quasar Distributors, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.