Advisor Alert: Our Attorneys Are Investigating Walter Chaing Lay Lim For Investment Fraud

Did You Lose Money Because of Walter Lim?

Filed: March 21, 2024

Walter Lim has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Walter Chaing Lay Lim.

Who Is Walter Chaing Lay Lim of Morgan Stanley?

  • Advisor Name: Walter Chaing Lay Lim
  • Aliases: Walter Lim
  • CRD: 1747688
  • Location: San Francisco, California
  • Current Employer: Morgan Stanley
  • Previous Firms: Citigroup Global Markets Inc. and Lehman Brothers Inc.
  • Number of Known Customer Complaints: 2
  • Can Walter Lim Be Sued: Yes, in Private Arbitration
  • Can Walter Lim’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $673,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Walter Lim, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Walter Lim For Broker Misconduct

As of this publication date, Walter Lim has been the subject of 2 customer disputes. Let’s review them below.

In November 2022, a complaint was filed against or in reference to Walter Lim by a customer of Morgan Stanley alleging that covered call strategy implemented in their account was unsuitable 2021-2022. Per the customer, he/she lost over $673,000 because of Mr. Lim’s actions.

In April 2006, a complaint was filed against or in reference to Walter Lim by multiple customers of Citigroup Global Markets Inc. alleging that the management of their accounts was not suitable for their goals.

How To File A Claim Against Walter Lim of Morgan Stanley (previously with Citigroup Global Markets Inc. and Lehman Brothers Inc.) To Get Your Money Back

If you have questions about Walter Lim, Morgan Stanley, Citigroup Global Markets Inc., Lehman Brothers Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.