Advisor Alert: Our Attorneys Are Investigating Andrew M Waldbaum For Investment Fraud
Did You Lose Money Because of Andy Waldbaum?
Filed: February 1, 2024
Andrew Waldbaum (also known as Andy Waldbaum) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Andrew M Waldbaum.
Who Is Andrew M Waldbaum of Raymond James & Associates, Inc.?
- Advisor Name: Andrew M Waldbaum
- Aliases: Andrew Michael Waldbaum, Andy Waldbaum
- CRD: 3086061
- Location: Beverly Hills, California
- Current Employer: Raymond James & Associates, Inc.
- Previous Firms: Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney
- Number of Known Customer Complaints: 1
- Can Andrew Waldbaum Be Sued: Yes, in Private Arbitration
- Can Andrew Waldbaum’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,500,000
- Highest Settlement: Unknown
If you have suffered investment losses by Andrew Waldbaum, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Andy Waldbaum For Broker Misconduct
As of this publication date, Andrew Waldbaum has been the subject of 1 customer dispute. Let’s review it below.
In June 2023, a complaint was filed against or in reference to Andrew Waldbaum by a customer of Raymond James & Associates, Inc. alleging unauthorized transfer of assets to client’s account and sharing of information with client’s former spouse. Per the customer, he/she lost over $1,500,000 because of Mr. Waldbaum’s actions.
How To File A Claim Against Andy Waldbaum of Raymond James & Associates, Inc. (previously with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney) To Get Your Money Back
If you have questions about Andrew Waldbaum, Raymond James & Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.