Advisor Alert: Our Attorneys Are Investigating Lisa Lynn Waterman For Investment Fraud
Did You Lose Money Because of Lisa Waterman?
Filed: October 26, 2023
Lisa Krider (also known as Lisa Lynn Waterman) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Lisa Lynn Waterman.
Who Is Lisa Lynn Waterman of Osaic Wealth, Inc.?
- Advisor Name: Lisa Lynn Waterman
- Aliases: Lisa Lynn Krider, Lisa Krider
- CRD: 2598865
- Location: Fort Wayne, Indiana
- Current Employer: Osaic Wealth, Inc.
- Previous Firms: Signator Investors, Inc. and Transamerica Financial Advisors, Inc.
- Number of Known Customer Complaints: 1
- Can Lisa Waterman Be Sued: Yes, in Private Arbitration
- Can Lisa Waterman’s Employers Be Sued For Failing to Supervise Her Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $500,000
- Highest Settlement: $95,000
If you have suffered investment losses by Lisa Waterman, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Lisa Waterman For Broker Misconduct
As of this publication date, Lisa Waterman has been the subject of 1 customer dispute. Let’s review it below.
In September 2020, a FINRA arbitration was filed against or in reference to Lisa Waterman by a customer of Royal Alliance Associates, Inc. alleging that the trust account was over concentrated in alternative investments. Per the customer, he/she lost over $500,000 because of Ms. Waterman’s actions. On December 1, 2022, Ms. Waterman settled the claim for $95,000, and some or all of this amount may have been paid by Ms. Waterman’s employer and/or insurance carrier.
How To File A Claim Against Lisa Waterman of Osaic Wealth, Inc. (previously with Signator Investors, Inc. and Transamerica Financial Advisors, Inc.) To Get Your Money Back.
If you have questions about Lisa Waterman, Osaic Wealth, Inc., Signator Investors, Inc., Transamerica Financial Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.