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Did You Lose Money Because of Andrew Wesner?

Filed: November 16, 2023

Andrew Wesner has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Andrew S. Wesner.

Who Is Andrew S. Wesner of LPL Financial LLC?

  • Advisor Name: Andrew S. Wesner
  • Aliases: Andrew Wesner
  • CRD: 4171738
  • Location: Muskegon, Michigan
  • Current Employer: LPL Financial LLC
  • Previous Firms: Merrill Lynch, Piere, Fenner & Smith Incorporated
  • Number of Known Customer Complaints: 2
  • Can Andrew Wesner Be Sued: Yes, in Private Arbitration
  • Can Andrew Wesner’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $16,484.38
  • Highest Settlement: Unknown

If you have suffered investment losses by Andrew Wesner, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Andrew Wesner For Broker Misconduct

As of this publication date, Andrew Wesner has been the subject of 2 customer disputes. Let’s review them below.

In December 2020, a complaint was filed against or in reference to Andrew Wesner by a customer of LPL Financial LLC alleging that the client was not advised that investment in the Sierra Income business development company was illiquid, and seeks transfer of the statement value of his remaining shares, $10,814.71, to his account at another firm.

In July 2005, a complaint was filed against or in reference to Andrew Wesner by a customer of Linsco/Private Ledger Corp. alleging that variable annuity recommendation was unsuitable and not explained. customer requests refund without surrender charges of approximately $16,484.38. Per the customer, he lost over $16,484.38 because of Mr. Wesner’s actions.

How To File A Claim Against Andrew Wesner of LPL Financial LLC (previously with Merrill Lynch, Piere, Fenner & Smith Incorporated) To Get Your Money Back.

If you have questions about Andrew Wesner, LPL Financial LLC, Merrill Lynch, Piere, Fenner & Smith Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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