Advisor Alert: Our Attorneys Are Investigating Johnny Alfonso Ceballos For Investment Fraud
Did You Lose Money Because of Johnny Ceballos?
Filed: November 16, 2023
Johnny Ceballos has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Johnny Alfonso Ceballos.
Who Is Johnny Alfonso Ceballos of LPL Financial LLC and Golden State Wealth Management, LLC?
- Advisor Name: Johnny Alfonso Ceballos
- Aliases: Johnny Alfonso Ceballos
- CRD: 5330577
- Location: Yuba City, California
- Current Employer: LPL Financial LLC and Golden State Wealth Management, LLC
- Previous Firms: Edward Jones and Raymond James Financial Services Advisors, Inc.
- Number of Known Customer Complaints: 1
- Can Johnny Ceballos Be Sued: Yes, in Private Arbitration
- Can Johnny Ceballos’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $284,942
- Highest Settlement: $145,000
If you have suffered investment losses by Johnny Ceballos, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Johnny Ceballos For Broker Misconduct
As of this publication date, Johnny Ceballos has been the subject of 1 customer dispute. Let’s review it below.
In September 2020, a FINRA arbitration was filed against or in reference to Johnny Ceballos by a customer of Golden State Wealth Management, LLC alleging unsuitability in a discretionary advisory account. Per the customer, he/she lost over $284,942 because of Mr. Ceballos’s actions. On January 21, 2021, Mr. Ceballos settled the claim for $145,000, and some or all of this amount may have been paid by Mr. Ceballos’s employer and/or insurance carrier.
How To File A Claim Against Johnny Ceballos of LPL Financial LLC and Golden State Wealth Management, LLC (previously with Edward Jones and Raymond James Financial Services Advisors, Inc.) To Get Your Money Back.
If you have questions about Johnny Ceballos, LPL Financial LLC, Golden State Wealth Management, LLC, Edward Jones, Raymond James Financial Services Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.