Advisor Alert: Our Attorneys Are Investigating Sandra Lee White For Investment Fraud
Did You Lose Money Because of Sandra White?
Filed: November 15, 2023
Sandra Lee Bauer (also known as Sandra Lee Hoffower, Sandra Hoffower White, and Sandra Lee White) has been the subject of one (1) regulatory event and two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Sandra Lee White.
Who Is Sandra Lee White?
- Advisor Name: Sandra Lee White
- Aliases: Sandra Lee Bauer, Sandra Lee Hoffower, Sandra Hoffower White
- CRD: 805113
- Location: Houston, Texas
- Current Employer: Currently Not Registered
- Previous Firms: Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., and Cetera Advisor Networks LLC
- Number of Known Customer Complaints: 2
- Number of Known Regulatory Events: 1
- Can Sandra White Be Sued: Yes, in Private Arbitration
- Can Sandra White’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $465,970
- Highest Settlement: $25,000
If you have suffered investment losses by Sandra White, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Sandra White For Broker Misconduct
As of this publication date, Sandra White has been the subject of 1 regulatory event and 2 customer disputes. Let’s review them below.
In August 2020, a FINRA arbitration was filed against or in reference to Sandra White by a customer of Cetera Advisor Networks, LLC alleging that Ms. White made unsuitable investment recommendations while she was registered with that prior firm. The claim also alleged that the prior firm did not perform adequate due diligence on products sold or provide proper supervision. Per the customer, he/she lost over $30,000 because of Ms. White’s actions. On December 17, 2020, Ms. White settled the claim for $7,500, and some or all of this amount may have been paid by Ms. White’s employer and/or insurance carrier.
In November 1985, a FINRA arbitration was filed against or in reference to Sandra White by a customer of Cetera Advisor Networks, LLC alleging certain violations of the Securities Act of 1933 as it related to the sale of certain individual contract investments along with violations of certain provisions of the Rico Act as it related to the sale of units of LP interest in Newsport, Ltd. The suit sought monetary restitution of $465,000. Per the customer, he/she lost over $465,970 because of Ms. White’s actions. On June 8, 1987, Ms. White settled the claim for $25,000, and some or all of this amount may have been paid by Ms. White’s employer and/or insurance carrier.
In July 1980, the National Association of Securities Dealers, Inc. initiated a regulatory action against or in reference to Sandra White.
How To File A Claim Against Sandra White (previously with Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., and Cetera Advisor Networks LLC) To Get Your Money Back.
If you have questions about Sandra White, Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., Cetera Advisor Networks LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.