Advisor Alert: Our Attorneys Are Investigating David N Liguori For Investment Fraud

Did You Lose Money Because of David Liguori?

Filed: March 13, 2024

David Liguori (also known as David Nicholas Liguori) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on David N Liguori.

Who Is David N Liguori of Morgan Stanley?

  • Advisor Name: David N Liguori
  • Aliases: David Nicholas Liguori
  • CRD: 5521609
  • Location: Pittsburgh, Pennsylvania
  • Current Employer: Morgan Stanley
  • Previous Firms: UBS Financial Services Inc.
  • Number of Known Customer Complaints: 1
  • Can David Liguori Be Sued: Yes, in Private Arbitration
  • Can David Liguori’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: Unknown
  • Highest Settlement: $189,044.56

If you have suffered investment losses by David Liguori, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against David Liguori For Broker Misconduct

As of this publication date, David Liguori has been the subject of 1 customer dispute. Let’s review it below.

In October 2022, a FINRA arbitration was filed against or in reference to David Liguori by a customer of UBS Financial Services Inc. alleging unauthorized trading. On December 21, 2022, Mr. Liguori settled the claim for $189,044.56, and some or all of this amount may have been paid by Mr. Liguori’s employer and/or insurance carrier.

How To File A Claim Against David Liguori of Morgan Stanley (previously with UBS Financial Services Inc.) To Get Your Money Back

If you have questions about David Liguori, Morgan Stanley, UBS Financial Services Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.