Advisor Alert: Our Attorneys Are Investigating John A Locke For Investment Fraud
Did You Lose Money Because of John Locke?
Filed: February 9, 2024
John Locke has been the subject of one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on John A Locke.
Who Is John A Locke of Harbour Investments, Inc.?
- Advisor Name: John A Locke
- Aliases: John Locke
- CRD: 5566294
- Location: Madison, Wisconsin
- Current Employer: Harbour Investments, Inc.
- Previous Firms: LPL Financial LLC and Northwestern Mutual Investment Services, LLC
- Number of Known Termination Events: 1
- Can John Locke Be Sued: Yes, in Private Arbitration
- Can John Locke’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by John Locke, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against John Locke For Broker Misconduct
As of this publication date, John Locke has been the subject of 1 termination event. Let’s review it below.
In September 2023, LPL Financial LLC terminated John Locke for attempting to resolve client grievances outside of approved Firm channels.
How To File A Claim Against John Locke of Harbour Investments, Inc. (previously with LPL Financial LLC and Northwestern Mutual Investment Services, LLC) To Get Your Money Back
If you have questions about John Locke, Harbour Investments, Inc., LPL Financial LLC, Northwestern Mutual Investment Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.