Advisor Alert: Our Attorneys Are Investigating Nicholas Foulger Taggart For Investment Fraud
Did You Lose Money Because of Nicholas Taggart?
Filed: March 12, 2024
Nicholas Taggart (also known as Nicholas F Taggart) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Nicholas Foulger Taggart.
Who Is Nicholas Foulger Taggart of Arc Alpine Capital Research, LLC and IMST Distributors, LLC?
- Advisor Name: Nicholas Foulger Taggart
- Aliases: Nicholas F Taggart
- CRD: 4353676
- Location: Canby, Oregon and St. Louis, Missouri
- Current Employer: Arc Alpine Capital Research, LLC and IMST Distributors, LLC
- Previous Firms: Cetera Advisors LLC and Pacific West Financial Consultants Inc
- Number of Known Customer Complaints: 1
- Can Nicholas Taggart Be Sued: Yes, in Private Arbitration
- Can Nicholas Taggart’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $300,000
- Highest Settlement: $40,000
If you have suffered investment losses by Nicholas Taggart, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Nicholas Taggart For Broker Misconduct
As of this publication date, Nicholas Taggart has been the subject of 1 customer dispute. Let’s review it below.
In February 2023, a FINRA arbitration was filed against or in reference to Nicholas Taggart by a customer of Cetera Advisors LLC alleging that they were recommended and over concentrated in unsuitable investments. Per the customer, he/she lost over $300,000 because of Mr. Taggart’s actions. On December 5, 2023, Mr. Taggart settled the claim for $40,000, and some or all of this amount may have been paid by Mr. Taggart’s employer and/or insurance carrier.
How To File A Claim Against Nicholas Taggart of Arc Alpine Capital Research, LLC and IMST Distributors, LLC (previously with Cetera Advisors LLC and Pacific West Financial Consultants Inc) To Get Your Money Back
If you have questions about Nicholas Taggart, Arc Alpine Capital Research, LLC, IMST Distributors, LLC, Cetera Advisors LLC, Pacific West Financial Consultants Inc, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.