Advisor Alert: Our Attorneys Are Investigating Fera Shivaee For Investment Fraud
Did You Lose Money Because of Fera Shivaee?
Filed: March 4, 2024
Fera Shivaee (also known as Fereshteh Shivaee) currently has one (1) pending customer complaint. Overall, Shivaee has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Fera Shivaee.
Who Is Fera Shivaee of Centaurus Financial, Inc.?
- Advisor Name: Fera Shivaee
- Aliases: Fereshteh Fera, Fereshteh Nahavandi, Fereshteh Shivaee
- CRD: 2271590
- Location: Laguna Niguel, California
- Current Employer: Centaurus Financial, Inc.
- Previous Firms: Sunamerica Securities, Inc. and Finance 500, Inc.
- Number of Known Customer Complaints: 2
- Can Fera Shivaee Be Sued: Yes, in Private Arbitration
- Can Fera Shivaee’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,000,862
- Highest Settlement: Unknown
If you have suffered investment losses by Fera Shivaee, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Fera Shivaee For Broker Misconduct
As of this publication date, Fera Shivaee has been the subject of 2 customer disputes. Let’s review them below.
In September 2023, a FINRA arbitration was filed against or in reference to Fera Shivaee by a customer of Centaurus Financial, Inc. alleging that that in early 2020, Shivaee recommended unsuitable, complex, high-risk, illiquid investment and breached her fiduciary duty. Per the customer, she lost over $100,000 because of Shivaee’s actions. As of this publication date, this claim remains pending.
In October 2013, a FINRA arbitration was filed against or in reference to Fera Shivaee by a customer of Centaurus Financial, Inc. alleging unsuitability, breach of fiduciary duty of loyalty, negligence, failure to do due diligence, negligent misrepresentation, breach of contract, material omissions, and misrepresentations, securities fraud, fraud based on concealment, and violations of FINRA rules and regulations regarding the sale of securities. Per the customer, he/she lost over $1,000,862 because of Shivaee’s actions.
How To File A Claim Against Fera Shivaee of Centaurus Financial, Inc. (previously with Sunamerica Securities, Inc. and Finance 500, Inc.) To Get Your Money Back
If you have questions about Fera Shivaee, Centaurus Financial, Inc., Sunamerica Securities, Inc., Finance 500, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.