Advisor Alert: Our Attorneys Are Investigating Todd Alan Warner For Investment Fraud

Did You Lose Money Because of Todd Warner?

Filed: November 29, 2023

Todd Warner currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Todd Alan Warner.

Who Is Todd Alan Warner?

  • Advisor Name: Todd Alan Warner
  • Aliases: Todd Warner
  • CRD: 3158723
  • Location: Chester, Connecticut
  • Current Employer: Currently Not Registered
  • Previous Firms: LPL Financial LLC, Metlife Securities Inc., and Metropolitan Life Insurance Company
  • Number of Known Customer Complaints: 1
  • Can Todd Warner Be Sued: Yes, in Private Arbitration
  • Can Todd Warner’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $65,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Todd Warner, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Todd Warner For Broker Misconduct

As of this publication date, Todd Warner has been the subject of 1 customer dispute. Let’s review it below.

In October 2020, a FINRA arbitration was filed against or in reference to Todd Warner by a customer of MetLife Securities, Inc. alleging that Mr. Warner misrepresented the speculative nature of an alternative investment and made an unsuitable recommendation in pursuit of higher commissions. Per the customer, he/she lost over $65,000 because of Mr. Warner’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Todd Warner (previously with LPL Financial LLC, Metlife Securities Inc., and Metropolitan Life Insurance Company) To Get Your Money Back.

If you have questions about Todd Warner, LPL Financial LLC, Metlife Securities Inc., Metropolitan Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.