Advisor Alert: Our Attorneys Are Investigating William Edward Dendy For Investment Fraud
Did You Lose Money Because of William Dendy?
Filed: November 29, 2023
William Dendy has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on William Edward Dendy.
Who Is William Edward Dendy of Raymond James Financial Services, Inc.?
- Advisor Name: William Edward Dendy
- Aliases: William Dendy
- CRD: 2171388
- Location: Dallas, Texas
- Current Employer: Raymond James Financial Services, Inc.
- Previous Firms: LPL Financial LLC and Prospera Financial Services, Inc.
- Number of Known Customer Complaints: 1
- Can William Dendy Be Sued: Yes, in Private Arbitration
- Can William Dendy’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $65,000
- Highest Settlement: $2,500
If you have suffered investment losses by William Dendy, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against William Dendy For Broker Misconduct
As of this publication date, William Dendy has been the subject of 1 customer dispute. Let’s review it below.
In August 2020, a FINRA arbitration was filed against or in reference to William Dendy by a customer of LPL Financial LLC alleging illiquid investments did not meet the client’s needs. Per the customer, he lost over $65,000 because of Mr. Dendy’s actions. On February 11, 2022, Mr. Dendy settled the claim for $2,500, and some or all of this amount may have been paid by Mr. Dendy’s employer and/or insurance carrier.
How To File A Claim Against William Dendy of Raymond James Financial Services, Inc. (previously with LPL Financial LLC and Prospera Financial Services, Inc.) To Get Your Money Back.
If you have questions about William Dendy, Raymond James Financial Services, Inc., LPL Financial LLC, Prospera Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.