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Did You Lose Money Because of Marc Hallick?

Filed: February 9, 2024

Marc Hallick currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Marc Damon Hallick.

Who Is Marc Damon Hallick of Raymond James & Associates, Inc.?

  • Advisor Name: Marc Damon Hallick
  • Aliases: Marc Hallick
  • CRD: 4652410
  • Location: The Villages, Florida
  • Current Employer: Raymond James & Associates, Inc.
  • Previous Firms: Wells Fargo Clearing Services, LLC and Morgan Stanley
  • Number of Known Customer Complaints: 1
  • Can Marc Hallick Be Sued: Yes, in Private Arbitration
  • Can Marc Hallick’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $6,500,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Marc Hallick, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Marc Hallick For Broker Misconduct

As of this publication date, Marc Hallick has been the subject of 1 customer dispute. Let’s review it below.

In November 2023, a FINRA arbitration was filed against or in reference to Marc Hallick by multiple customers of Raymond James & Associates, Inc. alleging that Mr. Hallick deployed an unsuitable investment strategy involving short selling concentrated positions on margin and failed to explain the material facts and risks of the strategy. Per the customer, he/she lost over $6,500,000 because of Mr. Hallick’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Marc Hallick of Raymond James & Associates, Inc. (previously with Wells Fargo Clearing Services, LLC and Morgan Stanley) To Get Your Money Back

If you have questions about Marc Hallick, Raymond James & Associates, Inc., Wells Fargo Clearing Services, LLC, Morgan Stanley, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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