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Did You Lose Money Because of Karl Brockdorff?

Filed: January 24, 2024

Karl Brockdorff has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Karl Christopher Von Brockdorff.

Who Is Karl Christopher Von Brockdorff of Ameriprise Financial Services, LLC?

  • Advisor Name: Karl Christopher Von Brockdorff
  • Aliases: Karl Brockdorff
  • CRD: 4855471
  • Location: San Francisco and Walnut Creek, California
  • Current Employer: Ameriprise Financial Services, LLC
  • Previous Firms: IDS Life Insurance Company
  • Number of Known Customer Complaints: 1
  • Can Karl Brockdorff Be Sued: Yes, in Private Arbitration
  • Can Karl Brock Dorff’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $20,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Karl Brockdorff, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Karl Brockdorff  For Broker Misconduct

As of this publication date, Karl Brockdorff has been the subject of 1 customer dispute. Let’s review it below.

In October 2020, a complaint was filed against or in reference to Karl Brockdorff by a customer of Ameriprise Financial Services, LLC alleging that unauthorized trading activity occurred in her individual retirement account during the second and third quarters of 2020. Per the customer, she lost over $20,000 because of Mr. Brockdorff ’s actions.

How To File A Claim Against Karl Brockdorff of Ameriprise Financial Services, LLC (previously with IDS Life Insurance Company) To Get Your Money Back

If you have questions about Karl Brockdorff, Ameriprise Financial Services, LLC, IDS Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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