Advisor Alert: Our Attorneys Are Investigating Joshua James Lake For Investment Fraud
Did You Lose Money Because of Joshua Lake?
Filed: January 24, 2024
Joshua Lake has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Joshua James Lake.
Who Is Joshua James Lake of Ameriprise Financial Services, LLC?
- Advisor Name: Joshua James Lake
- Aliases: Joshua Lake
- CRD: 4911493
- Location: Miamisburg, Ohio and Richmond, Indiana
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: Unknown
- Number of Known Customer Complaints: 1
- Can Joshua Lake Be Sued: Yes, in Private Arbitration
- Can Joshua Lake’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $115,000
- Highest Settlement: $13,000
If you have suffered investment losses by Joshua Lake, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Joshua Lake For Broker Misconduct
As of this publication date, Joshua Lake has been the subject of 1 customer dispute. Let’s review it below.
In December 2020, a FINRA arbitration was filed against or in reference to Joshua Lake by a customer of Ameriprise Financial Services, LLC alleging that Mr. Lake recommended unsuitable, high-commission, high-risk, and speculative alternative investments FSKR, Franklin Square Energy & Power, and CNL Healthcare Properties, Inc. Per the customer, he/she lost over $115,000 because of Mr. Lake’s actions. On August 31, 2023, Mr. Lake settled the claim for $13,000, and some or all of this amount may have been paid by Mr. Lake’s employer and/or insurance carrier.
How To File A Claim Against Joshua Lake of Ameriprise Financial Services, LLC To Get Your Money Back
If you have questions about Joshua Lake, Ameriprise Financial Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.