Advisor Alert: Our Attorneys Are Investigating Taylor Michael Thompson For Investment Fraud
Did You Lose Money Because of Taylor Thompson?
Filed: February 21, 2024
Taylor Thompson currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Taylor Michael Thompson.
Who Is Taylor Michael Thompson of UBS Financial Services, Inc.?
- Advisor Name: Taylor Michael Thompson
- Aliases: Taylor Thompson
- CRD: 5951104
- Location: Irvine, California
- Current Employer: UBS Financial Services, Inc.
- Previous Firms: Unknown
- Number of Known Customer Complaints: 1
- Can Taylor Thompson Be Sued: Yes, in Private Arbitration
- Can Taylor Thompson’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,000,000
- Highest Settlement: Unknown
If you have suffered investment losses by Taylor Thompson, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a securities fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Taylor Thompson For Broker Misconduct
As of this publication date, Taylor Thompson has been the subject of 1 customer dispute. Let’s review it below.
In June 2023, a complaint was filed against or in reference to Taylor Thompson by a customer of UBS Financial Services, Inc. alleging unsuitability, citing that the advisor group failed to consider the trustee’s best interest when managing her portfolio. The Trustee further alleges that the advisor group did not execute investments or an investment strategy consistent with the strategy and goals of the Trustee. Per the customer, he/she lost over $1,000,000 because of Mr. Thompson’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Taylor Thompson of UBS Financial Services, Inc. To Get Your Money Back
If you have questions about Taylor Thompson, UBS Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.