Advisor Alert: Our Attorneys Are Investigating Dan Edward Wagner Jr For Investment Fraud
Did You Lose Money Because of Dan Wagner Jr?
Filed: February 21, 2024
Dan Wagner Jr (also known as Dan E Wagner) currently has one (1) pending customer complaint. Overall, he has been the subject of four (4) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Dan Edward Wagner Jr.
Who Is Dan Edward Wagner Jr of Wealth Management Advisors, LLC and Arkadios Capital?
- Advisor Name: Dan Edward Wagner Jr
- Aliases: Dan E Wagner
- CRD: 2867278
- Location: Anderson and Greenville, South Carolina
- Current Employer: Wealth Management Advisors, LLC and Arkadios Capital
- Previous Firms: Triad Advisors LLC, IC Advisory Services, Inc., and The Investment Center, Inc.
- Number of Known Customer Complaints: 4
- Can Dan Wagner Jr Be Sued: Yes, in Private Arbitration
- Can Dan Wagner Jr’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $189,550
- Highest Settlement: Unknown
If you have suffered investment losses by Dan Wagner Jr, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Dan Wagner Jr. for Broker Misconduct
As of this publication date, Dan Wagner Jr has been the subject of 4 customer disputes. Let’s review them below.
In July 2023, a FINRA arbitration was filed against or in reference to Dan Wagner Jr by a customer of Triad Advisors LLC alleging that REIT and LP investments made in 2015 were unsuitable. Per the customer, she lost over $189,550 because of Mr. Wagner’s actions. As of this publication date, this claim remains pending.
In August 2023, a FINRA arbitration was filed against or in reference to Dan Wagner Jr by a customer of Triad Advisors LLC and Arkadios Capital alleging that recommendation of a product was alleged to have been negligent. Per the customer, he/she lost over $100,000 because of Mr. Wagner’s actions.
In March 2009, a complaint was filed against or in reference to Dan Wagner Jr by a customer of Uvest Financial Services Group, Inc. alleging misrepresentation of the terms & risks associated with a variable annuity contract. Per the customer, he/she lost over $82,500 because of Mr. Wagner’s actions.
In July 2007, a complaint was filed against or in reference to Dan Wagner Jr by a customer of Uvest Financial Services Group, Inc. alleging that in 2004, Mr. Wagner recommended the purchase of a variable annuity with an income protector rider, but did not disclose all fees associated with the product, and did not disclose all the details regarding withdrawals and the income protector rider. Per the customer, he/she lost over $15,200 because of Mr. Wagner’s actions.
How To File A Claim Against Dan Wagner Jr of Wealth Management Advisors, LLC and Arkadios Capital (previously with Triad Advisors LLC, IC Advisory Services, Inc., and The Investment Center, Inc.) To Get Your Money Back
If you have questions about Dan Wagner Jr, Wealth Management Advisors, LLC, Arkadios Capital, Triad Advisors LLC, IC Advisory Services, Inc., The Investment Center, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.