Advisor Alert: Our Attorneys Are Investigating Kerry L Hoffman For Investment Fraud
Did You Lose Money Because of Kerry Hoffman?
Filed: February 21, 2024
Kerry Hoffman currently has one (1) pending customer complaint. Overall, he has been the subject of four (4) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kerry L Hoffman.
Who Is Kerry L Hoffman of B. Riley Wealth Advisors, Inc. and B. Riley Wealth Management?
- Advisor Name: Kerry L Hoffman
- Aliases: Kerry Hoffman
- CRD: 2224354
- Location: Boca Raton, Florida
- Current Employer: B. Riley Wealth Advisors, Inc. and B. Riley Wealth Management
- Previous Firms: National Securities Corporation and Morgan Stanley
- Number of Known Customer Complaints: 4
- Can Kerry Hoffman Be Sued: Yes, in Private Arbitration
- Can Kerry Hoffman’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $200,000
- Highest Settlement: $40,000
If you have suffered investment losses by Kerry Hoffman, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kerry Hoffman For Broker Misconduct
As of this publication date, Kerry Hoffman has been the subject of 4 customer disputes. Let’s review them below.
In June 2023, a FINRA arbitration was filed against or in reference to Kerry Hoffman by a customer of National Securities Corporation alleging unsuitable and speculative recommendations. Per the customer, she lost over $200,000 because of Mr. Hoffman’s actions. As of this publication date, this claim remains pending.
In May 2022, a FINRA arbitration was filed against or in reference to Kerry Hoffman by a customer of National Securities Corporation alleging suitability. Per the customer, he/she lost over $5,000 because of Mr. Hoffman’s actions. On April 5, 2023, Mr. Hoffman settled the claim for $40,000, and some or all of this amount may have been paid by Mr. Hoffman’s employer and/or insurance carrier.
In April 2008, a complaint was filed against or in reference to Kerry Hoffman by a customer of Raymond James Financial Services, Inc. alleging unauthorized trading and unsuitable investments.
In October 2000, a complaint was filed against or in reference to Kerry Hoffman by a customer of Prime Charter Ltd. alleging unauthorized trade during January 1999. Per the customer, she lost over $17,024.58 because of Mr. Hoffman’s actions.
How To File A Claim Against Kerry Hoffman of B. Riley Wealth Advisors, Inc. and B. Riley Wealth Management (previously with National Securities Corporation and Morgan Stanley) To Get Your Money Back
If you have questions about Kerry Hoffman, B. Riley Wealth Advisors, Inc., B. Riley Wealth Management, National Securities Corporation, Morgan Stanley, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.