Advisor Alert: Our Attorneys Are Investigating Jaime Rios For Investment Fraud
Did You Lose Money Because of Jaime Rios?
Filed: February 19, 2024
Jaime Rios has been the subject of one (1) regulatory event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Jaime Rios.
Who Is Jaime Rios of Money Concepts Capital Corp.?
- Advisor Name: Jaime Rios
- Aliases: Jaime Rios
- CRD: 1747126
- Location: Corpus Christi, Texas
- Current Employer: Money Concepts Capital Corp.
- Previous Firms: Jefferson Pilot Securities Corporation, Jefferson-Pilot Investor Services, Inc., and Metlife Securities Inc.
- Number of Known Regulatory Events: 1
- Can Jaime Rios Be Sued: Yes, in Private Arbitration
- Can Jaime Rios’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Jaime Rios, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Jaime Rios For Broker Misconduct
As of this publication date, Jaime Rios has been the subject of 1 regulatory event. Let’s review it below.
In December 2023, Texas State Securities Board initiated a regulatory action against or in reference to Jaime Rios for failing to obtain prior written approval from the Broker Dealer of an outside business activity and related to private securities transactions. Further consented that Mr. Rios failed to timely update form U4 and list the outside business activity.
How To File A Claim Against Jaime Rios of Money Concepts Capital Corp. (previously with Jefferson Pilot Securities Corporation, Jefferson-Pilot Investor Services, Inc., and Metlife Securities Inc.) To Get Your Money Back
If you have questions about Jaime Rios, Money Concepts Capital Corp., Jefferson Pilot Securities Corporation, Jefferson-Pilot Investor Services, Inc., Metlife Securities Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.