Advisor Alert: Our Attorneys Are Investigating Kurt H Klingenberg For Investment Fraud
Did You Lose Money Because of Kurt Klingenberg?
Filed: March 4, 2024
Kurt Klingenberg has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kurt H Klingenberg.
Who Is Kurt H Klingenberg of Raymond James & Associates, Inc.?
- Advisor Name: Kurt H Klingenberg
- Aliases: Kurt Klingenberg
- CRD: 2384065
- Location: Scottsdale, Arizona
- Current Employer: Raymond James & Associates, Inc.
- Previous Firms: Edward Jones
- Number of Known Customer Complaints: 2
- Can Kurt Klingenberg Be Sued: Yes, in Private Arbitration
- Can Kurt Klingenberg’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,000
- Highest Settlement: Unknown
If you have suffered investment losses by Kurt Klingenberg, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kurt Klingenberg For Broker Misconduct
As of this publication date, Kurt Klingenberg has been the subject of 2 customer disputes. Let’s review them below.
In January 2024, a FINRA arbitration was filed against or in reference to Kurt Klingenberg by a customer of Raymond James & Associates, Inc. alleging that Mr. Klingenberg placed excessive trades and investments that were not in the best interest of the client. Per the customer, he/she lost over $100,000 because of Mr. Klingenberg’s actions.
In December 1999, a complaint was filed against or in reference to Kurt Klingenberg by a customer of Raymond James & Associates, Inc. alleging that the client purchased $208,000 of TVA bonds with the expectation that the bonds would be called in approximately 30 days after the purchase. The client’s CPA states the client was repeatedly assured by Mr. Klingenberg that the bonds would be called within 30 days after purchase. The bonds have not been called at this time and are down approximately $11,000 for their purchase price. Per the customer, he/she lost over $11,000 because of Mr. Klingenberg’s actions.
How To File A Claim Against Kurt Klingenberg of Raymond James & Associates, Inc. (previously with Edward Jones) To Get Your Money Back
If you have questions about Kurt Klingenberg, Raymond James & Associates, Inc., Edward Jones, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.