Advisor Alert: Our Attorneys Are Investigating Leo Rosner For Investment Fraud
Did You Lose Money Because of Leo Rosner?
Filed: March 4, 2024
Leo Rosner currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Leo Rosner.
Who Is Leo Rosner of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.?
- Advisor Name: Leo Rosner
- Aliases: Leo Rosner
- CRD: 1011519
- Location: Beachwood, Ohio
- Current Employer: Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.
- Previous Firms: Sagepoint Financial, Inc.
- Number of Known Customer Complaints: 2
- Can Leo Rosner Be Sued: Yes, in Private Arbitration
- Can Leo Rosner’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $700,000
- Highest Settlement: Unknown
If you have suffered investment losses by Leo Rosner, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Leo Rosner For Broker Misconduct
As of this publication date, Leo Rosner has been the subject of 2 customer disputes. Let’s review them below.
In January 2024, a FINRA arbitration was filed against or in reference to Leo Rosner by multiple customers of Cambridge Investment Research, Inc. alleging that Mr. Rosner recommended an unsuitable investment. Claimants suggest the investment was misrepresented to them. Per the customers, they lost over $700,000 because of Mr. Rosner’s actions. As of this publication date, this claim remains pending.
In December 2013, a complaint was filed against or in reference to Leo Rosner by a customer of Cambridge Investment Research, Inc. alleging that Mr. Rosner over sold him the insurance policy and advised him to move from ING to Columbus Life which alleges Rosner then benefited 10k from the client. Per the customer, he lost over $10,000 because of Mr. Rosner’s actions.
How To File A Claim Against Leo Rosner of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. (previously with Sagepoint Financial, Inc.) To Get Your Money Back
If you have questions about Leo Rosner, Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, Inc., Sagepoint Financial, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.