Advisor Alert: Our Attorneys Are Investigating Scott Allen Hume For Investment Fraud

Did You Lose Money Because of Scott Hume?

Filed: March 4, 2024

Scott Hume currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Scott Allen Hume.

Who Is Scott Allen Hume of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC?

  • Advisor Name: Scott Allen Hume
  • Aliases: Scott Hume
  • CRD: 2894512
  • Location: Bellingham, Washington
  • Current Employer: Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC
  • Previous Firms: Moloney Investment Advisory LLC and RBC Capital Markets, LLC
  • Number of Known Customer Complaints: 1
  • Can Scott Hume Be Sued: Yes, in Private Arbitration
  • Can Scott Hume’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $135,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Scott Hume, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Scott Hume For Broker Misconduct

As of this publication date, Scott Hume has been the subject of 1 customer dispute. Let’s review it below.

In January 2024, a FINRA arbitration was filed against or in reference to Scott Hume by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $135,000 because of Mr. Hume’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Scott Hume of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC (previously with Moloney Investment Advisory LLC and RBC Capital Markets, LLC) To Get Your Money Back

If you have questions about Scott Hume, Moloney Securities Co., Inc., Moloney Securities Asset Management LLC, Moloney Investment Advisory LLC, RBC Capital Markets, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.