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Did You Lose Money Because of Harold Hellen?

Filed: October 26, 2023

Harold Patrick Hellen has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Harold Patrick Hellen.

Who Is Harold Patrick Hellen of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.?

  • Advisor Name: Harold Patrick Hellen
  • Aliases: Harold Hellen
  • CRD: 4495110
  • Location: Dodgeville, Wisconsin
  • Current Employer: Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.
  • Previous Firms: Harbour Investments, Inc. and American General Securities Incorporated
  • Number of Known Customer Complaints: 1
  • Can Harold Hellen Be Sued: Yes, in Private Arbitration
  • Can Harold Hellen’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: Unknown
  • Highest Settlement: Unknown

If you have suffered investment losses by Harold Hellen, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Harold Hellen For Broker Misconduct

As of this publication date, Harold Hellen has been the subject of 1 customer dispute. Let’s review it below.

In April 2020, a complaint was filed against or in reference to Harold Hellen by a customer of Cambridge Investment Research, Inc. alleging that Mr. Hellen made unsuitable allocations of the client’s account given the client’s stated needs and objectives.

How To File A Claim Against Harold Hellen of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. (previously with Harbour Investments, Inc. and American General Securities Incorporated) To Get Your Money Back.

If you have questions about Harold Hellen, Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, Inc., Harbour Investments, Inc., American General Securities Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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