Advisor Alert: Our Attorneys Are Investigating Todd Dwain Gauthier For Investment Fraud
Did You Lose Money Because of Todd Gauthier?
Filed: March 4, 2024
Todd Gauthier currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Todd Dwain Gauthier.
Who Is Todd Dwain Gauthier of Truist Investment Services, Inc. and Truist Advisory Services, Inc.?
- Advisor Name: Todd Dwain Gauthier
- Aliases: Todd Gauthier
- CRD: 1429968
- Location: Alpharetta, Georgia
- Current Employer: Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Previous Firms: Suntrust Investment Services, Inc. and Wachovia Securities, LLC
- Number of Known Customer Complaints: 2
- Can Todd Gauthier Be Sued: Yes, in Private Arbitration
- Can Todd Gauthier’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $13,000
- Highest Settlement: Unknown
If you have suffered investment losses by Todd Gauthier, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Todd Gauthier For Broker Misconduct
As of this publication date, Todd Gauthier has been the subject of 2 customer disputes. Let’s review them below.
In May 2023, a FINRA arbitration was filed against or in reference to Todd Gauthier by a customer of Suntrust Investment Services, Inc. alleging negligence and suitability issues. As of this publication date, this claim remains pending.
In January 2003, a complaint was filed against or in reference to Todd Gauthier by a customer of Wachovia Securities, LLC alleging that Mr. Gauthier failed to liquidate investments and purchase CDs, as she instructed. The client seeks return of the account’s value as of 2/18/02. Per the customer, she lost over $13,000 because of Mr. Gauthier’s actions.
How To File A Claim Against Todd Gauthier of Truist Investment Services, Inc. and Truist Advisory Services, Inc. (previously with Suntrust Investment Services, Inc. and Wachovia Securities, LLC) To Get Your Money Back
If you have questions about Todd Gauthier, Truist Investment Services, Inc., Truist Advisory Services, Inc., Suntrust Investment Services, Inc. Wachovia Securities, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.