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Did You Lose Money Because of John Nole?

Filed: March 4, 2024

John Nole has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on John Anthony Nole.

Who Is John Anthony Nole of Paulson Investment Company LLC and Paulson Investment Advisors, LLC?

  • Advisor Name: John Anthony Nole
  • Aliases: John A Nole
  • CRD: 1609191
  • Location: St. Petersburg, Florida and Portland, Oregon
  • Current Employer: Paulson Investment Company LLC and Paulson Investment Advisors, LLC
  • Previous Firms: Aegis Capital Corp.
  • Number of Known Customer Complaints: 1
  • Can John Nole Be Sued: Yes, in Private Arbitration
  • Can John Nole’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $250,000
  • Highest Settlement: $145,000

If you have suffered investment losses by John Nole, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against John Nole For Broker Misconduct

As of this publication date, John Nole has been the subject of 1 customer dispute. Let’s review it below.

In May 2023, a FINRA arbitration was filed against or in reference to John Nole by a customer of Paulson Investment Company LLC alleging that during the period from October 20, 2020, through January 19, 2021, John Nole made unsuitable recommendations to purchase $250,000 of GWG L Bonds. Per the customer, he/she lost over $250,000 because of Mr. Nole’s actions. On August 28, 2023, Mr. Nole settled the claim for $145,000, and some or all of this amount may have been paid by Mr. Nole’s employer and/or insurance carrier.

How To File A Claim Against John Nole of Paulson Investment Company LLC and Paulson Investment Advisors, LLC (previously with Aegis Capital Corp.) To Get Your Money Back

If you have questions about John Nole, Paulson Investment Company LLC, Paulson Investment Advisors, LLC, Aegis Capital Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

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Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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