Advisor Alert: Our Attorneys Are Investigating Robert Doyle For Investment Fraud
Did You Lose Money Because of Robert Doyle?
Filed: February 15, 2024
Robert Doyle has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Robert Doyle.
Who Is Robert Doyle of Axiom Capital Management, Inc.?
- Advisor Name: Robert Doyle
- Aliases: Robert Doyle
- CRD: 2309859
- Location: New York, New York
- Current Employer: Axiom Capital Management, Inc.
- Previous Firms: CIBC World Markets Corp., Prudential Securities Incorporated, and F.N. Wolf & Co., Inc.
- Number of Known Customer Complaints: 3
- Can Robert Doyle Be Sued: Yes, in Private Arbitration
- Can Robert Doyle’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $2,431,713.82
- Highest Settlement: $600,000
If you have suffered investment losses by Robert Doyle, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Robert Doyle For Broker Misconduct
As of this publication date, Robert Doyle has been the subject of 3 customer disputes. Let’s review them below.
In August 2023, a FINRA arbitration was filed against or in reference to Robert Doyle by a customer of Axiom Capital Management, Inc. alleging that Mr. Doyle took unauthorized discretion over the client’s account(s), excessive trading, suitability and fees. Per the customer, he/she lost over $1,000,000 because of Mr. Doyle’s actions.
In July 2015, a complaint was filed against or in reference to Robert Doyle by a customer of Axiom Capital Management, Inc. alleging poor performance. Per the customer, he/she lost over $55,000 because of Mr. Doyle’s actions.
In March 2004, a NASD arbitration was filed against or in reference to Robert Doyle by multiple customers of CIBC World Markets Corp. alleging that Mr. Doyle recommended an unsuitable investment strategy, misrepresented the risks associated with that strategy, and churned their accounts. The claimants also allege that Mr. Doyle acted as their account executive and recommended securities without being properly licensed in the state of New York. Per the customers, they lost over $2,431,713.82 because of Mr. Doyle’s actions. On February 17, 2005, Mr. Doyle settled the claim for $600,000, and some or all of this amount may have been paid by Mr. Doyle’s employer and/or insurance carrier.
How To File A Claim Against Robert Doyle of Axiom Capital Management, Inc. (previously with CIBC World Markets Corp., Prudential Securities Incorporated, and F.N. Wolf & Co., Inc.) To Get Your Money Back
If you have questions about Robert Doyle, Axiom Capital Management, Inc., CIBC World Markets Corp., Prudential Securities Incorporated, F.N. Wolf & Co., Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.