Advisor Alert: Our Attorneys Are Investigating John August Van Wambeke For Investment Fraud
Did You Lose Money Because of John Wambeke?
Filed: January 24, 2024
John Wambeke has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on John August Van Wambeke.
Who Is John August Van Wambeke of Ameriprise Financial Services, LLC?
- Advisor Name: John August Van Wambeke
- Aliases: John Wambeke
- CRD: 729864
- Location: Novi, Michigan
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: IDS Life Insurance Company and IDS Financial Services Inc.
- Number of Known Customer Complaints: 2
- Can John Wambeke Be Sued: Yes, in Private Arbitration
- Can John Wambeke’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $39,583.10
- Highest Settlement: $38,266.76
If you have suffered investment losses by John Wambeke, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against John Wambeke For Broker Misconduct
As of this publication date, John Wambeke has been the subject of 2 customer disputes. Let’s review them below.
In November 2021, a FINRA arbitration was filed against or in reference to John Wambeke by a customer of Ameriprise Financial Services, LLC alleging that Mr. Wambeke failed to timely or appropriately update the beneficiaries on her ex-husband’s accounts in 2013. On December 6, 2023, Mr. Wambeke settled the claim for $38,266.76, and some or all of this amount may have been paid by Mr. Wambeke’s employer and/or insurance carrier.
In March 2020, a complaint was filed against or in reference to John Wambeke by a customer of Ameriprise Financial Services, LLC alleging that Mr. Wambeke did not follow her instructions to move her portfolio to cash in February 2020. Per the customer, she lost over $39,583.10 because of Mr. Wambeke’s actions.
How To File A Claim Against John Wambeke of Ameriprise Financial Services, LLC (previously with IDS Life Insurance Company and IDS Financial Services Inc.) To Get Your Money Back
If you have questions about John Wambeke, Ameriprise Financial Services, LLC, IDS Life Insurance Company, IDS Financial Services Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.