Advisor Alert: Our Attorneys Are Investigating Scott Steven Brown For Investment Fraud
Did You Lose Money Because of Scott Brown?
Filed: October 26, 2023
Scott Brown has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Scott Steven Brown.
Who Is Scott Steven Brown of Osaic Wealth, Inc.?
- Advisor Name: Scott Steven Brown
- Aliases: Scott Brown
- CRD: 4322420
- Location: Bakersfield, California
- Current Employer: Osaic Wealth, Inc.
- Previous Firms: 1st Global Advisors, Inc. and 1st Global Capital Corp.
- Number of Known Customer Complaints: 2
- Can Scott Brown Be Sued: Yes, in Private Arbitration
- Can Scott Brown’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,413,151
- Highest Settlement: Unknown
If you have suffered investment losses by Scott Brown, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Scott Brown For Broker Misconduct
As of this publication date, Scott Brown has been the subject of 2 customer disputes. Let’s review them below.
In April 2020, a complaint was filed against or in reference to Scott Brown by a customer of 1st Global Capital Corp. alleging that Mr. Brown 1) blocked the client’s account access and ability to execute transactions and 2) transferred money into the representative;s personal account without the client’s knowledge or consent during 2015 and 2016. Per the customer, she lost over $1,413,151 because of Mr. Brown’s actions.
In March 2020, a complaint was filed against or in reference to Scott Brown by a customer of Royal Alliance Associates, Inc. alleging that Mr. Brown “forged” signature on three transfer documents. Per the customer, she lost over $5,000 because of Mr. Brown’s actions.
How To File A Claim Against Scott Brown Osaic Wealth, Inc. (previously with 1st Global Advisors, Inc. and 1st Global Capital Corp.) To Get Your Money Back.
If you have questions about Scott Brown, Osaic Wealth, Inc., 1st Global Advisors, Inc., 1st Global Capital Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553. Our team has recovered approximately $25 million dollars on behalf of investors who lost money due to bad advice by their broker or brokerage firm. We’d love to help you out too.