Advisor Alert: Our Attorneys Are Investigating Roderick Iain Duxbury For Investment Fraud
Did You Lose Money Because of Roderick Duxbury?
Filed: January 31, 2024
Roderick Duxbury has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Roderick Iain Duxbury.
Who Is Roderick Iain Duxbury of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?
- Advisor Name: Roderick Iain Duxbury
- Aliases: Roderick Duxbury
- CRD: 4880536
- Location: Waterford, Connecticut
- Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
- Previous Firms: Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Number of Known Customer Complaints: 1
- Can Roderick Duxbury Be Sued: Yes, in Private Arbitration
- Can Roderick Duxbury’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $10,000
- Highest Settlement: Unknown
If you have suffered investment losses by Roderick Duxbury, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a margin call liquidations lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Roderick Duxbury For Broker Misconduct
As of this publication date, Roderick Duxbury has been the subject of 1 customer dispute. Let’s review it below.
In March 2020, a FINRA arbitration was filed against or in reference to Roderick Duxbury by a customer of Madison Avenue Securities, LLC alleging that Mr. Duxbury invested more funds than agreed upon. Per the customer, he/she lost over $10,000 because of Mr. Duxbury’s actions.
How To File A Claim Against Roderick Duxbury of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Merrill Lynch, Pierce, Fenner & Smith Incorporated) To Get Your Money Back
If you have questions about Roderick Duxbury, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.